| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 444,925 | 6,598,000 | 12.63% | ||
| 2 | Invesco Ltd. | 363,509 | 5,391,000 | 10.32% | ||
| 3 | MARINER INVESTMENT GROUP LLC | 362,205 | 5,372,000 | 10.28% | ||
| 4 | Advisors Asset Management, Inc. | 336,057 | 4,984,000 | 9.54% | ||
| 5 | JPMORGAN CHASE & CO | 292,300 | 4,335,000 | 8.30% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 290,788 | 4,312,000 | 8.25% | ||
| 7 | NEWGATE CAPITAL MANAGEMENT LLC | 255,837 | 3,769,000 | 7.21% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 227,038 | 3,367,000 | 6.45% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 142,974 | 2,120,000 | 4.06% | ||
| 10 | COHEN & STEERS, INC. | 127,446 | 1,890,000 | 3.62% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 86,525 | 1,283,000 | 2.46% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 81,971 | 1,215,000 | 2.33% | ||
| 13 | Yorktown Management & Research Co Inc | 77,000 | 1,142,000 | 2.19% | ||
| 14 | LPL Financial LLC | 76,435 | 1,138,000 | 2.18% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 70,230 | 1,042,000 | 1.99% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 65,196 | 967,000 | 1.85% | ||
| 17 | AQR ARBITRAGE LLC | 57,116 | 847,000 | 1.62% | ||
| 18 | UBS Group AG | 34,069 | 505,000 | 0.97% | ||
| 19 | IFP ADVISORS, INC | 23,500 | 349,000 | 0.67% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 14,998 | 222,000 | 0.42% | ||
| 21 | Camelot Portfolios, LLC | 15,000 | 222,000 | 0.42% | ||
| 22 | WELLS FARGO & COMPANY/MN | 14,726 | 218,000 | 0.42% | ||
| 23 | ENVESTNET ASSET MANAGEMENT INC | 12,732 | 189,000 | 0.36% | ||
| 24 | Weiss Asset Management LP | 11,913 | 177,000 | 0.34% | ||
| 25 | Squarepoint Ops LLC | 11,900 | 176,000 | 0.34% | ||
| 26 | Creative Planning | 10,465 | 155,000 | 0.30% | ||
| 27 | ROYAL BANK OF CANADA | 9,250 | 137,000 | 0.26% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 5,298 | 79,000 | 0.15% | ||
| 29 | MSI Financial Services Inc | 1,500 | 22,000 | 0.04% | ||
| 30 | CITIGROUP INC | 656 | 9,000 | 0.02% | ||
| 31 | Clearbridge Investments, LLC | 560 | 8,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
