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RAND CAP CORP
RAND CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 10 Institutional holders with a total value of $2,924,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIBC Private Wealth Group LLC 315,657 1,210,000 41.38%
2 EMANCIPATION MANAGEMENT LLC 231,735 887,000 30.34%
3 SHUFRO ROSE & CO LLC 137,800 528,000 18.06%
4 COURIER CAPITAL LLC 39,438 151,000 5.16%
5 BROWN ADVISORY INC 27,658 106,000 3.63%
6 UBS Group AG 3,442 13,000 0.44%
7 Tower Research Capital LLC (TRC) 3,072 12,000 0.41%
8 Thomas J. Herzfeld Advisors, Inc. 2,000 8,000 0.27%
9 Creative Planning 2,000 8,000 0.27%
10 MORGAN STANLEY 200 1,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.