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RAND CAP CORP
RAND CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 8 Institutional holders with a total value of $2,360,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIBC Private Wealth Group LLC 236,341 860,000 36.44%
2 EMANCIPATION MANAGEMENT LLC 194,900 708,000 30.00%
3 SHUFRO ROSE & CO LLC 149,300 543,000 23.01%
4 COURIER CAPITAL LLC 39,438 143,000 6.06%
5 BROWN ADVISORY INC 22,658 82,000 3.47%
6 UBS Group AG 3,827 14,000 0.59%
7 Creative Planning 2,000 7,000 0.30%
8 Tower Research Capital LLC (TRC) 791 3,000 0.13%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.