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RAND CAP CORP
RAND CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 10 Institutional holders with a total value of $2,905,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIBC Private Wealth Group LLC 315,657 1,190,000 40.96%
2 EMANCIPATION MANAGEMENT LLC 242,976 890,000 30.64%
3 SHUFRO ROSE & CO LLC 137,800 519,000 17.87%
4 COURIER CAPITAL LLC 39,438 149,000 5.13%
5 BROWN ADVISORY INC 22,658 85,000 2.93%
6 CITADEL ADVISORS LLC 13,218 49,000 1.69%
7 Creative Planning 2,000 8,000 0.28%
8 Thomas J. Herzfeld Advisors, Inc. 2,000 8,000 0.28%
9 Tower Research Capital LLC (TRC) 1,612 6,000 0.21%
10 UBS Group AG 200 1,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.