Dark
Light
System
Security
RAND CAP CORP
RAND CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 8 Institutional holders with a total value of $2,889,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIBC Private Wealth Group LLC 315,657 1,228,000 42.51%
2 EMANCIPATION MANAGEMENT LLC 223,850 862,000 29.84%
3 SHUFRO ROSE & CO LLC 136,300 530,000 18.35%
4 COURIER CAPITAL LLC 39,438 154,000 5.33%
5 BROWN ADVISORY INC 22,658 87,000 3.01%
6 UBS Group AG 2,802 11,000 0.38%
7 Tower Research Capital LLC (TRC) 2,312 9,000 0.31%
8 Thomas J. Herzfeld Advisors, Inc. 2,000 8,000 0.28%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.