| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 200 | 1,000 | 0.03% | ||
| 2 | Thomas J. Herzfeld Advisors, Inc. | 2,000 | 8,000 | 0.27% | ||
| 3 | Creative Planning | 2,000 | 8,000 | 0.27% | ||
| 4 | Tower Research Capital LLC (TRC) | 3,072 | 12,000 | 0.41% | ||
| 5 | UBS Group AG | 3,442 | 13,000 | 0.44% | ||
| 6 | BROWN ADVISORY INC | 27,658 | 106,000 | 3.63% | ||
| 7 | COURIER CAPITAL LLC | 39,438 | 151,000 | 5.16% | ||
| 8 | SHUFRO ROSE & CO LLC | 137,800 | 528,000 | 18.06% | ||
| 9 | EMANCIPATION MANAGEMENT LLC | 231,735 | 887,000 | 30.34% | ||
| 10 | CIBC Private Wealth Group LLC | 315,657 | 1,210,000 | 41.38% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
