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SPDR SERIES TRUST
SPDR SERIES TRUST . Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 15 Institutional holders with a total value of $17,922,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 79,378 4,565,000 25.47%
2 Tortoise Investment Management, LLC 69,453 3,994,000 22.29%
3 ROYAL BANK OF CANADA 44,075 2,535,000 14.14%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,236 1,969,000 10.99%
5 UBS AG 29,068 1,671,000 9.32%
6 Jaffetilchin Investment Partners, LLC 17,945 1,032,000 5.76%
7 STATE STREET CORP 16,969 976,000 5.45%
8 BANK OF AMERICA CORP /DE/ 9,860 567,000 3.16%
9 Horizon Kinetics LLC 7,247 417,000 2.33%
10 WELLS FARGO & COMPANY/MN 2,178 125,000 0.70%
11 BlackRock Institutional Trust Company, N.A. 397 23,000 0.13%
12 AMERIPRISE FINANCIAL INC 350 20,000 0.11%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 252 14,000 0.08%
14 Tower Research Capital LLC (TRC) 233 13,000 0.07%
15 CITIGROUP INC 9 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.