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SPDR SERIES TRUST
SPDR SERIES TRUST . Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 32 Institutional holders with a total value of $87,919,456.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 300,013 19,201,000 21.84%
2 MORGAN STANLEY 295,861 18,935,000 21.54%
3 BANK OF AMERICA CORP /DE/ 150,091 9,606,000 10.93%
4 NewSquare Capital LLC 128,380 8,216,000 9.34%
5 UBS Group AG 109,036 6,978,000 7.94%
6 Prospera Financial Services Inc 64,843 4,150,000 4.72%
7 Virtu KCG Holdings LLC 53,025 3,394,000 3.86%
8 Transamerica Financial Advisors, LLC 49,683 3,180,000 3.62%
9 AMERICAN INTERNATIONAL GROUP, INC. 38,929 2,491,456 2.83%
10 LPL Financial LLC 22,019 1,411,000 1.60%
11 Robert W. Baird & Co. Inc 21,171 1,355,000 1.54%
12 AMERIPRISE FINANCIAL INC 19,605 1,272,000 1.45%
13 VOYA FINANCIAL ADVISORS, INC. 17,482 1,117,000 1.27%
14 ROYAL BANK OF CANADA 16,870 1,080,000 1.23%
15 CIBC WORLD MARKET INC. 14,510 929,000 1.06%
16 RAYMOND JAMES & ASSOCIATES 10,791 691,000 0.79%
17 Raymond James Financial Services Advisors, Inc. 10,582 677,000 0.77%
18 Tortoise Investment Management, LLC 10,100 646,000 0.73%
19 STIFEL FINANCIAL CORP 9,601 614,000 0.70%
20 ADVANTAGE INVESTMENT MANAGEMENT, LLC 7,391 473,000 0.54%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,485 351,000 0.40%
22 PNC FINANCIAL SERVICES GROUP, INC. 3,775 242,000 0.28%
23 ENVESTNET ASSET MANAGEMENT INC 3,119 200,000 0.23%
24 SCOTIA CAPITAL INC. 3,119 200,000 0.23%
25 CITIGROUP INC 3,095 198,000 0.23%
26 MSI Financial Services Inc 1,935 124,000 0.14%
27 TRUST CO 1,096 70,000 0.08%
28 WEALTHCARE CAPITAL MANAGEMENT LLC 860 55,000 0.06%
29 Creative Planning 686 44,000 0.05%
30 WFG Advisors, LP 191 12,000 0.01%
31 Tower Research Capital LLC (TRC) 110 7,000 0.01%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.