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SPDR SERIES TRUST
SPDR SERIES TRUST . Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 22 Institutional holders with a total value of $13,017,937.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 60,966 3,635,000 27.92%
2 MORGAN STANLEY 53,453 3,187,000 24.48%
3 ROYAL BANK OF CANADA 43,742 2,607,000 20.03%
4 BANK OF AMERICA CORP /DE/ 12,502 745,000 5.72%
5 Tortoise Investment Management, LLC 10,003 596,000 4.58%
6 CIBC WORLD MARKET INC. 9,720 580,000 4.46%
7 WELLS FARGO & COMPANY/MN 7,015 418,000 3.21%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,194 310,000 2.38%
9 UBS Group AG 4,555 272,000 2.09%
10 LPL Financial LLC 3,791 226,000 1.74%
11 ENVESTNET ASSET MANAGEMENT INC 2,315 138,000 1.06%
12 MSI Financial Services Inc 1,523 91,000 0.70%
13 PNC FINANCIAL SERVICES GROUP, INC. 1,091 65,000 0.50%
14 IFP ADVISORS, INC 811 48,000 0.37%
15 TRUST CO 586 34,937 0.27%
16 Argentus Capital Management, LLC 400 24,000 0.18%
17 Tower Research Capital LLC (TRC) 300 18,000 0.14%
18 HIGH FALLS ADVISORS, INC 204 12,000 0.09%
19 Creative Planning 150 9,000 0.07%
20 AMERICAN INTERNATIONAL GROUP, INC. 16 1,000 0.01%
21 Transamerica Financial Advisors, LLC 2 1,000 0.01%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.