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SPDR SERIES TRUST
SPDR SERIES TRUST . Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 21 Institutional holders with a total value of $11,556,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 57,615 3,463,000 29.97%
2 MORGAN STANLEY 39,772 2,391,000 20.69%
3 JANE STREET GROUP, LLC 22,675 1,363,000 11.79%
4 BANK OF AMERICA CORP /DE/ 20,519 1,233,000 10.67%
5 Tortoise Investment Management, LLC 9,938 597,000 5.17%
6 CIBC WORLD MARKET INC. 9,510 572,000 4.95%
7 UBS Group AG 9,386 564,000 4.88%
8 WELLS FARGO & COMPANY/MN 7,155 430,000 3.72%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,149 309,000 2.67%
10 Glovista Investments LLC 4,137 249,000 2.15%
11 MSI Financial Services Inc 1,958 118,000 1.02%
12 ENVESTNET ASSET MANAGEMENT INC 1,755 105,000 0.91%
13 PNC FINANCIAL SERVICES GROUP, INC. 1,091 66,000 0.57%
14 Argentus Capital Management, LLC 675 41,000 0.35%
15 TRUST CO 586 35,000 0.30%
16 Allworth Financial LP 202 12,000 0.10%
17 CITIGROUP INC 84 5,000 0.04%
18 Transamerica Financial Advisors, LLC 1 1,000 0.01%
19 Strategic Capital Alternatives LLC 19 1,000 0.01%
20 AMERICAN INTERNATIONAL GROUP, INC. 16 1,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.