| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 139,389 | 8,522,000 | 25.51% | ||
| 2 | WELLS FARGO & COMPANY/MN | 58,175 | 3,557,000 | 10.65% | ||
| 3 | Tortoise Investment Management, LLC | 57,388 | 3,509,000 | 10.50% | ||
| 4 | UBS AG | 48,530 | 2,967,000 | 8.88% | ||
| 5 | NewSquare Capital LLC | 40,420 | 2,471,000 | 7.40% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 34,604 | 2,116,000 | 6.33% | ||
| 7 | Prospera Financial Services Inc | 30,647 | 1,874,000 | 5.61% | ||
| 8 | ROYAL BANK OF CANADA | 30,220 | 1,847,000 | 5.53% | ||
| 9 | Strategic Capital Alternatives LLC | 22,779 | 1,393,000 | 4.17% | ||
| 10 | Robert W. Baird & Co. Inc | 20,540 | 1,256,000 | 3.76% | SH | |
| 11 | Virtu KCG Holdings LLC | 16,007 | 979,000 | 2.93% | ||
| 12 | Argentus Capital Management, LLC | 14,016 | 857,000 | 2.57% | ||
| 13 | LPL Financial LLC | 11,623 | 711,000 | 2.13% | ||
| 14 | STIFEL FINANCIAL CORP | 6,469 | 396,000 | 1.19% | ||
| 15 | Placemark Investments, Inc. | 5,544 | 339,000 | 1.01% | ||
| 16 | SUNTRUST BANKS INC | 4,641 | 283,000 | 0.85% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 3,196 | 195,403 | 0.58% | ||
| 18 | NEXT Financial Group, Inc | 750 | 46,000 | 0.14% | ||
| 19 | AMERIPRISE FINANCIAL INC | 724 | 44,000 | 0.13% | ||
| 20 | MSI Financial Services Inc | 537 | 33,000 | 0.10% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 252 | 15,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
