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SPDR SERIES TRUST
SPDR SERIES TRUST . Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 22 Institutional holders with a total value of $59,691,178.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 321,007 20,211,000 33.86%
2 WELLS FARGO & COMPANY/MN 99,205 6,246,000 10.46%
3 BANK OF AMERICA CORP /DE/ 90,513 5,699,000 9.55%
4 NewSquare Capital LLC 83,868 5,280,000 8.85%
5 UBS Group AG 73,728 4,642,000 7.78%
6 JANE STREET GROUP, LLC 65,303 4,111,000 6.89%
7 Prospera Financial Services Inc 52,642 3,314,000 5.55%
8 Tortoise Investment Management, LLC 37,895 2,386,000 4.00%
9 LPL Financial LLC 28,382 1,787,000 2.99%
10 AMERIPRISE FINANCIAL INC 23,812 1,499,000 2.51%
11 Robert W. Baird & Co. Inc 21,038 1,325,000 2.22%
12 ROYAL BANK OF CANADA 17,617 1,109,000 1.86%
13 CIBC WORLD MARKET INC. 12,311 775,000 1.30%
14 STIFEL FINANCIAL CORP 8,950 563,000 0.94%
15 Transamerica Financial Advisors, LLC 4,725 298,000 0.50%
16 AMERICAN INTERNATIONAL GROUP, INC. 3,099 195,113 0.33%
17 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,000 126,000 0.21%
18 NATIONAL PLANNING CORP 731 47,047 0.08%
19 MSI Financial Services Inc 610 38,000 0.06%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 452 29,000 0.05%
21 Stratos Wealth Partners, LTD. 175 11,018 0.02%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.