| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Investors Capital Advisory Services | 516,000 | 505,000 | 59.74% | ||
| 2 | WELLS FARGO & COMPANY/MN | 151,000 | 149,000 | 17.63% | PRN | |
| 3 | D.A. DAVIDSON & CO. | 72,000 | 69,000 | 8.16% | ||
| 4 | MSI Financial Services Inc | 45,000 | 44,000 | 5.20% | ||
| 5 | Wellesley Asset Management | 44,032 | 43,385 | 5.13% | PRN | |
| 6 | HighTower Advisors, LLC | 20,000 | 20,000 | 2.37% | PRN | |
| 7 | BANK OF AMERICA CORP /DE/ | 15,000 | 15,000 | 1.77% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
