| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,629,000 | 1,857,000 | 49.49% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 1,000,000 | 1,126,000 | 30.01% | PRN | |
| 3 | Investors Capital Advisory Services | 441,000 | 496,000 | 13.22% | ||
| 4 | D.A. DAVIDSON & CO. | 72,000 | 81,000 | 2.16% | ||
| 5 | Creative Planning | 52,000 | 59,000 | 1.57% | PRN | |
| 6 | MSI Financial Services Inc | 45,000 | 51,000 | 1.36% | ||
| 7 | Wellesley Asset Management | 38,862 | 43,972 | 1.17% | PRN | |
| 8 | MANAGED ACCOUNT ADVISORS LLC | 18,000 | 20,000 | 0.53% | PRN | |
| 9 | BANK OF AMERICA CORP /DE/ | 16,000 | 18,000 | 0.48% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
