| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,237,000 | 4,154,000 | 65.00% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 1,025,000 | 1,315,000 | 20.58% | PRN | |
| 3 | Investors Capital Advisory Services | 441,000 | 565,000 | 8.84% | ||
| 4 | D.A. DAVIDSON & CO. | 72,000 | 93,000 | 1.46% | ||
| 5 | Creative Planning | 65,000 | 83,000 | 1.30% | PRN | |
| 6 | MSI Financial Services Inc | 45,000 | 58,000 | 0.91% | ||
| 7 | Wellesley Asset Management | 40,864 | 52,649 | 0.82% | PRN | |
| 8 | HighTower Advisors, LLC | 20,000 | 26,000 | 0.41% | PRN | |
| 9 | MANAGED ACCOUNT ADVISORS LLC | 18,000 | 23,000 | 0.36% | PRN | |
| 10 | BANK OF AMERICA CORP /DE/ | 16,000 | 21,000 | 0.33% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
