| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 4,620,000 | 5,353,000 | 81.50% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 624,000 | 714,000 | 10.87% | PRN | |
| 3 | Investors Capital Advisory Services | 288,000 | 329,000 | 5.01% | ||
| 4 | D.A. DAVIDSON & CO. | 72,000 | 81,000 | 1.23% | ||
| 5 | Wellesley Asset Management | 34,216 | 39,372 | 0.60% | PRN | |
| 6 | BANK OF AMERICA CORP /DE/ | 33,000 | 38,000 | 0.58% | PRN | |
| 7 | HighTower Advisors, LLC | 12,000 | 14,000 | 0.21% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
