| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 1,052,000 | 1,297,000 | 39.50% | PRN | |
| 2 | WELLS FARGO & COMPANY/MN | 880,000 | 1,092,000 | 33.26% | PRN | |
| 3 | Investors Capital Advisory Services | 524,000 | 645,000 | 19.64% | ||
| 4 | D.A. DAVIDSON & CO. | 72,000 | 88,000 | 2.68% | ||
| 5 | MSI Financial Services Inc | 45,000 | 55,000 | 1.68% | ||
| 6 | Wellesley Asset Management | 43,251 | 53,544 | 1.63% | PRN | |
| 7 | HighTower Advisors, LLC | 20,000 | 25,000 | 0.76% | PRN | |
| 8 | Creative Planning | 13,000 | 16,000 | 0.49% | PRN | |
| 9 | BANK OF AMERICA CORP /DE/ | 10,000 | 12,000 | 0.37% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
