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WESTERN ASSET INVT GRADE DEF
WESTERN ASSET INVT GRADE DEF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 20 Institutional holders with a total value of $47,306,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 712,249 14,444,000 30.53%
2 UBS AG 666,041 13,507,000 28.55%
3 SIT INVESTMENT ASSOCIATES INC 331,864 6,730,000 14.23%
4 BANK OF AMERICA CORP /DE/ 226,381 4,591,000 9.70%
5 GUGGENHEIM CAPITAL LLC 107,243 2,174,000 4.60%
6 MORGAN STANLEY 87,719 1,779,000 3.76%
7 Invesco Ltd. 66,065 1,340,000 2.83%
8 Cetera Advisor Networks LLC 46,785 945,000 2.00%
9 1607 Capital Partners, LLC 37,335 757,000 1.60%
10 ROYAL BANK OF CANADA 13,300 270,000 0.57%
11 CITIGROUP INC 12,831 260,000 0.55%
12 Commonwealth Equity Services, Inc 12,649 257,000 0.54%
13 WELLS FARGO & COMPANY/MN 5,736 116,000 0.25%
14 AMERIPRISE FINANCIAL INC 2,226 45,000 0.10%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,628 33,000 0.07%
16 Focused Wealth Management, Inc 1,628 33,000 0.07%
17 Ground Swell Capital, LLC 600 12,000 0.03%
18 Formidable Asset Management, LLC 500 10,000 0.02%
19 NEXT Financial Group, Inc 150 3,000 0.01%
20 MANAGED ACCOUNT ADVISORS LLC 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.