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WESTERN ASSET INVT COM
WESTERN ASSET INVT COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 20 Institutional holders with a total value of $38,211,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 718,449 14,491,000 37.92%
2 UBS Group AG 578,864 11,676,000 30.56%
3 BANK OF AMERICA CORP /DE/ 203,020 4,095,000 10.72%
4 MORGAN STANLEY 89,565 1,807,000 4.73%
5 Invesco Ltd. 87,443 1,763,000 4.61%
6 GUGGENHEIM CAPITAL LLC 69,603 1,404,000 3.67%
7 Cetera Advisor Networks LLC 48,114 971,000 2.54%
8 LPL Financial LLC 23,992 484,000 1.27%
9 RAYMOND JAMES & ASSOCIATES 19,375 391,000 1.02%
10 ROYAL BANK OF CANADA 19,121 385,000 1.01%
11 Commonwealth Equity Services, Inc 12,809 258,000 0.68%
12 CITIGROUP INC 9,894 200,000 0.52%
13 WELLS FARGO & COMPANY/MN 7,901 160,000 0.42%
14 MSI Financial Services Inc 2,770 56,000 0.15%
15 Focused Wealth Management, Inc 728 15,000 0.04%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 728 15,000 0.04%
17 Tower Research Capital LLC (TRC) 737 15,000 0.04%
18 AMERICAN INTERNATIONAL GROUP, INC. 500 10,000 0.03%
19 Formidable Asset Management, LLC 500 10,000 0.03%
20 NEXT Financial Group, Inc 250 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.