| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST MANHATTAN CO. LLC. | 714,749 | 14,645,000 | 38.01% | ||
| 2 | UBS Group AG | 613,878 | 12,578,000 | 32.64% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 187,199 | 3,836,000 | 9.96% | ||
| 4 | MORGAN STANLEY | 88,180 | 1,806,000 | 4.69% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 77,840 | 1,595,000 | 4.14% | ||
| 6 | Invesco Ltd. | 77,619 | 1,590,000 | 4.13% | ||
| 7 | Cetera Advisor Networks LLC | 48,268 | 990,000 | 2.57% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 18,575 | 381,000 | 0.99% | ||
| 9 | Commonwealth Equity Services, Inc | 15,057 | 309,000 | 0.80% | ||
| 10 | ROYAL BANK OF CANADA | 11,322 | 232,000 | 0.60% | ||
| 11 | CITIGROUP INC | 9,894 | 203,000 | 0.53% | ||
| 12 | WELLS FARGO & COMPANY/MN | 6,903 | 142,000 | 0.37% | ||
| 13 | DUBUQUE BANK & TRUST CO | 4,735 | 97,000 | 0.25% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,988 | 41,000 | 0.11% | ||
| 15 | Tower Research Capital LLC (TRC) | 1,200 | 25,000 | 0.06% | ||
| 16 | MSI Financial Services Inc | 1,135 | 23,000 | 0.06% | ||
| 17 | Focused Wealth Management, Inc | 728 | 15,000 | 0.04% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 10,000 | 0.03% | ||
| 19 | Formidable Asset Management, LLC | 500 | 10,000 | 0.03% | ||
| 20 | NEXT Financial Group, Inc | 250 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
