| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST MANHATTAN CO. LLC. | 714,749 | 14,473,000 | 36.89% | ||
| 2 | UBS Group AG | 648,802 | 13,138,000 | 33.48% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 201,517 | 4,081,000 | 10.40% | ||
| 4 | MORGAN STANLEY | 93,499 | 1,894,000 | 4.83% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 83,107 | 1,683,000 | 4.29% | ||
| 6 | Invesco Ltd. | 79,120 | 1,603,000 | 4.09% | ||
| 7 | Cetera Advisor Networks LLC | 47,142 | 990,000 | 2.52% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 15,842 | 321,000 | 0.82% | ||
| 9 | Commonwealth Equity Services, Inc | 15,044 | 305,000 | 0.78% | ||
| 10 | CITIGROUP INC | 9,894 | 200,000 | 0.51% | ||
| 11 | ROYAL BANK OF CANADA | 8,495 | 172,000 | 0.44% | ||
| 12 | DUBUQUE BANK & TRUST CO | 6,836 | 138,000 | 0.35% | ||
| 13 | WELLS FARGO & COMPANY/MN | 5,663 | 114,000 | 0.29% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,988 | 41,000 | 0.10% | ||
| 15 | MSI Financial Services Inc | 1,355 | 27,000 | 0.07% | ||
| 16 | Tower Research Capital LLC (TRC) | 1,006 | 20,000 | 0.05% | ||
| 17 | Focused Wealth Management, Inc | 728 | 15,000 | 0.04% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 10,125 | 0.03% | ||
| 19 | Formidable Asset Management, LLC | 500 | 10,000 | 0.03% | ||
| 20 | NEXT Financial Group, Inc | 150 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
