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WESTERN ASSET INVT COM
WESTERN ASSET INVT COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 25 Institutional holders with a total value of $36,433,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 550,533 11,534,000 31.66%
2 FIRST MANHATTAN CO. LLC. 479,287 10,041,000 27.56%
3 BANK OF AMERICA CORP /DE/ 182,306 3,819,000 10.48%
4 MORGAN STANLEY 90,066 1,886,000 5.18%
5 Invesco Ltd. 87,544 1,834,000 5.03%
6 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 74,386 1,558,000 4.28%
7 GUGGENHEIM CAPITAL LLC 55,164 1,156,000 3.17%
8 Cetera Advisor Networks LLC 48,693 1,022,000 2.81%
9 LPL Financial LLC 34,072 707,000 1.94%
10 Raymond James Financial Services Advisors, Inc. 29,124 610,000 1.67%
11 ROYAL BANK OF CANADA 22,750 477,000 1.31%
12 RAYMOND JAMES & ASSOCIATES 18,775 393,000 1.08%
13 Commonwealth Equity Services, Inc 12,827 269,000 0.74%
14 Yellowstone Partners, LLC 10,854 227,000 0.62%
15 CITIGROUP INC 9,894 207,000 0.57%
16 Drexel Morgan & Co. 9,615 201,000 0.55%
17 AMERIPRISE FINANCIAL INC 9,613 201,000 0.55%
18 WELLS FARGO & COMPANY/MN 7,730 162,000 0.44%
19 MSI Financial Services Inc 3,485 73,000 0.20%
20 Focused Wealth Management, Inc 728 15,000 0.04%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 728 15,000 0.04%
22 Formidable Asset Management, LLC 500 10,000 0.03%
23 AMERICAN INTERNATIONAL GROUP, INC. 500 10,000 0.03%
24 PENSERRA CAPITAL MANAGEMENT LLC 161 3,000 0.01%
25 NEXT Financial Group, Inc 150 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.