| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 746,445 | 15,227,000 | 48.51% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 192,810 | 3,933,000 | 12.53% | ||
| 3 | FIRST MANHATTAN CO. LLC. | 126,986 | 2,590,000 | 8.25% | ||
| 4 | MORGAN STANLEY | 122,495 | 2,498,000 | 7.96% | ||
| 5 | Invesco Ltd. | 83,595 | 1,705,000 | 5.43% | ||
| 6 | Cetera Advisor Networks LLC | 51,421 | 1,049,000 | 3.34% | ||
| 7 | DOLIVER ADVISORS, LP | 35,795 | 730,000 | 2.33% | ||
| 8 | LPL Financial LLC | 31,055 | 636,000 | 2.03% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 24,685 | 504,000 | 1.61% | ||
| 10 | ROYAL BANK OF CANADA | 23,205 | 473,000 | 1.51% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 15,221 | 311,000 | 0.99% | ||
| 12 | STRATEGIC FINANCIAL GROUP, LLC | 15,000 | 306,000 | 0.97% | PRN | |
| 13 | SG Americas Securities, LLC | 14,498 | 296,000 | 0.94% | ||
| 14 | AMERIPRISE FINANCIAL INC | 11,287 | 230,000 | 0.73% | ||
| 15 | Alpine Global Management, LLC | 10,998 | 224,000 | 0.71% | ||
| 16 | CITIGROUP INC | 10,912 | 223,000 | 0.71% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 10,168 | 207,000 | 0.66% | ||
| 18 | WELLS FARGO & COMPANY/MN | 4,171 | 85,000 | 0.27% | ||
| 19 | MSI Financial Services Inc | 3,451 | 70,000 | 0.22% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,696 | 56,000 | 0.18% | ||
| 21 | ROYAL FUND MANAGEMENT, LLC | 824 | 16,000 | 0.05% | ||
| 22 | Focused Wealth Management, Inc | 728 | 15,000 | 0.05% | ||
| 23 | NEXT Financial Group, Inc | 150 | 3,000 | 0.01% | ||
| 24 | PENSERRA CAPITAL MANAGEMENT LLC | 172 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
