| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WOLVERINE TRADING LP /BD | 14 | 304 | 0.00% | ||
| 2 | NEXT Financial Group, Inc | 150 | 3,000 | 0.01% | ||
| 3 | PENSERRA CAPITAL MANAGEMENT LLC | 119 | 3,000 | 0.01% | ||
| 4 | Tower Research Capital LLC (TRC) | 386 | 8,000 | 0.02% | ||
| 5 | Focused Wealth Management, Inc | 728 | 16,000 | 0.05% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,480 | 54,000 | 0.17% | ||
| 7 | MSI Financial Services Inc | 2,869 | 62,000 | 0.19% | ||
| 8 | WELLS FARGO & COMPANY/MN | 6,477 | 140,000 | 0.43% | ||
| 9 | Drexel Morgan & Co. | 9,615 | 207,000 | 0.63% | ||
| 10 | CITIGROUP INC | 9,894 | 213,000 | 0.65% | ||
| 11 | AMERIPRISE FINANCIAL INC | 10,716 | 231,000 | 0.71% | ||
| 12 | Yellowstone Partners, LLC | 12,666 | 273,000 | 0.84% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 17,545 | 378,000 | 1.16% | ||
| 14 | LPL Financial LLC | 20,405 | 444,000 | 1.36% | ||
| 15 | ROYAL BANK OF CANADA | 23,741 | 512,000 | 1.57% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 38,237 | 825,000 | 2.52% | ||
| 17 | Cetera Advisor Networks LLC | 45,669 | 988,000 | 3.02% | ||
| 18 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 49,342 | 1,064,000 | 3.26% | ||
| 19 | Invesco Ltd. | 89,190 | 1,924,000 | 5.89% | ||
| 20 | MORGAN STANLEY | 100,128 | 2,159,000 | 6.61% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 165,343 | 3,566,000 | 10.91% | ||
| 22 | FIRST MANHATTAN CO. LLC. | 357,273 | 7,706,000 | 23.58% | ||
| 23 | UBS Group AG | 551,851 | 11,903,000 | 36.42% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
