| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 35,108 | 481,000 | 23.74% | ||
| 2 | Focused Wealth Management, Inc | 31,705 | 434,000 | 21.42% | ||
| 3 | Invesco Ltd. | 27,049 | 371,000 | 18.31% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 25,913 | 355,000 | 17.52% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,271 | 182,000 | 8.98% | ||
| 6 | CITIGROUP INC | 4,351 | 59,000 | 2.91% | ||
| 7 | UBS AG | 4,000 | 55,000 | 2.71% | ||
| 8 | MORGAN STANLEY | 3,718 | 51,000 | 2.52% | ||
| 9 | WELLS FARGO & COMPANY/MN | 2,481 | 34,000 | 1.68% | ||
| 10 | ROYAL BANK OF CANADA | 255 | 3,000 | 0.15% | ||
| 11 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
