| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 42,600 | 588,000 | 28.73% | PRN | |
| 2 | Karpus Management, Inc. | 35,533 | 492,000 | 24.04% | ||
| 3 | Focused Wealth Management, Inc | 29,770 | 412,000 | 20.13% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,901 | 165,000 | 8.06% | ||
| 5 | MORGAN STANLEY | 6,750 | 93,000 | 4.54% | ||
| 6 | WELLS FARGO & COMPANY/MN | 6,557 | 91,000 | 4.45% | ||
| 7 | UBS Group AG | 6,110 | 84,000 | 4.10% | ||
| 8 | Invesco Ltd. | 3,327 | 46,000 | 2.25% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 2,500 | 34,600 | 1.69% | ||
| 10 | ROYAL BANK OF CANADA | 2,119 | 29,000 | 1.42% | ||
| 11 | CITIGROUP INC | 842 | 12,000 | 0.59% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
