| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 42,600 | 637,000 | 23.52% | PRN | |
| 2 | Focused Wealth Management, Inc | 32,807 | 491,000 | 18.13% | ||
| 3 | Karpus Management, Inc. | 32,215 | 482,000 | 17.80% | ||
| 4 | Raymond James Financial Services Advisors, Inc. | 23,971 | 359,000 | 13.26% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,711 | 220,000 | 8.12% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 12,000 | 180,000 | 6.65% | ||
| 7 | WELLS FARGO & COMPANY/MN | 6,557 | 98,000 | 3.62% | ||
| 8 | MORGAN STANLEY | 5,679 | 85,000 | 3.14% | ||
| 9 | UBS Group AG | 4,094 | 61,000 | 2.25% | ||
| 10 | ROYAL BANK OF CANADA | 2,708 | 41,000 | 1.51% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 22,000 | 0.81% | ||
| 12 | Creative Planning | 1,217 | 18,000 | 0.66% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 423 | 6,000 | 0.22% | ||
| 14 | CITIGROUP INC | 350 | 5,000 | 0.18% | ||
| 15 | Tower Research Capital LLC (TRC) | 186 | 3,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
