| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Focused Wealth Management, Inc | 30,735 | 430,000 | 19.91% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 28,019 | 391,000 | 18.10% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 25,746 | 359,000 | 16.62% | ||
| 4 | Invesco Ltd. | 13,496 | 189,000 | 8.75% | ||
| 5 | Karpus Management, Inc. | 12,600 | 176,000 | 8.15% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,301 | 172,000 | 7.96% | ||
| 7 | DOLIVER ADVISORS, LP | 10,580 | 148,000 | 6.85% | ||
| 8 | WELLS FARGO & COMPANY/MN | 6,557 | 92,000 | 4.26% | ||
| 9 | UBS AG | 5,732 | 80,000 | 3.70% | ||
| 10 | MORGAN STANLEY | 5,718 | 80,000 | 3.70% | ||
| 11 | ROYAL BANK OF CANADA | 2,119 | 30,000 | 1.39% | ||
| 12 | CITIGROUP INC | 919 | 13,000 | 0.60% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
