| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WOLVERINE ASSET MANAGEMENT LLC | 42,852 | 586,000 | 24.12% | ||
| 2 | Focused Wealth Management, Inc | 31,535 | 431,000 | 17.74% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 25,501 | 348,000 | 14.32% | ||
| 4 | DOLIVER ADVISORS, LP | 22,294 | 305,000 | 12.55% | ||
| 5 | Karpus Management, Inc. | 15,100 | 207,000 | 8.52% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,301 | 168,000 | 6.91% | ||
| 7 | WELLS FARGO & COMPANY/MN | 6,557 | 90,000 | 3.70% | ||
| 8 | Invesco Ltd. | 5,673 | 78,000 | 3.21% | ||
| 9 | MORGAN STANLEY | 5,718 | 78,000 | 3.21% | ||
| 10 | UBS AG | 5,316 | 73,000 | 3.00% | ||
| 11 | ROYAL BANK OF CANADA | 2,119 | 29,000 | 1.19% | ||
| 12 | CITIGROUP INC | 2,002 | 27,000 | 1.11% | ||
| 13 | Creative Planning | 698 | 10,000 | 0.41% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
