| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 42,600 | 617,000 | 26.11% | PRN | |
| 2 | Karpus Management, Inc. | 33,833 | 491,000 | 20.78% | ||
| 3 | Focused Wealth Management, Inc | 29,770 | 432,000 | 18.28% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 15,894 | 231,000 | 9.78% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,901 | 173,000 | 7.32% | ||
| 6 | MORGAN STANLEY | 6,747 | 98,000 | 4.15% | ||
| 7 | WELLS FARGO & COMPANY/MN | 6,558 | 95,000 | 4.02% | ||
| 8 | UBS Group AG | 4,000 | 58,000 | 2.45% | ||
| 9 | CITIGROUP INC | 3,656 | 53,000 | 2.24% | ||
| 10 | Invesco Ltd. | 3,609 | 52,000 | 2.20% | ||
| 11 | ROYAL BANK OF CANADA | 2,119 | 31,000 | 1.31% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 21,750 | 0.92% | ||
| 13 | Creative Planning | 698 | 10,000 | 0.42% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
