| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Investors Capital Advisory Services | 407,000 | 377,000 | 58.51% | ||
| 2 | WELLS FARGO & COMPANY/MN | 124,000 | 116,000 | 18.00% | PRN | |
| 3 | D.A. DAVIDSON & CO. | 49,000 | 45,000 | 6.98% | ||
| 4 | MSI Financial Services Inc | 43,000 | 40,000 | 6.21% | ||
| 5 | Wellesley Asset Management | 40,009 | 37,296 | 5.79% | PRN | |
| 6 | HighTower Advisors, LLC | 31,000 | 29,000 | 4.50% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
