| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,004,000 | 2,866,000 | 74.93% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 646,000 | 606,000 | 15.84% | PRN | |
| 3 | Investors Capital Advisory Services | 270,000 | 253,000 | 6.61% | ||
| 4 | Wellesley Asset Management | 36,873 | 34,804 | 0.91% | PRN | |
| 5 | ADVISOR GROUP, INC. | 36 | 33,000 | 0.86% | PRN | |
| 6 | BANK OF AMERICA CORP /DE/ | 23,000 | 22,000 | 0.58% | PRN | |
| 7 | HighTower Advisors, LLC | 11,000 | 10,000 | 0.26% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
