| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,497,000 | 3,171,000 | 74.13% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 714,000 | 635,000 | 14.85% | PRN | |
| 3 | Investors Capital Advisory Services | 325,000 | 289,000 | 6.76% | ||
| 4 | D.A. DAVIDSON & CO. | 54,000 | 48,000 | 1.12% | ||
| 5 | MSI Financial Services Inc | 43,000 | 38,000 | 0.89% | ||
| 6 | Creative Planning | 37,000 | 33,000 | 0.77% | PRN | |
| 7 | Wellesley Asset Management | 36,298 | 32,505 | 0.76% | PRN | |
| 8 | BANK OF AMERICA CORP /DE/ | 23,000 | 21,000 | 0.49% | PRN | |
| 9 | HighTower Advisors, LLC | 11,000 | 10,000 | 0.23% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
