| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 922,000 | 875,000 | 41.43% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 769,000 | 719,000 | 34.04% | PRN | |
| 3 | Investors Capital Advisory Services | 375,000 | 350,000 | 16.57% | ||
| 4 | D.A. DAVIDSON & CO. | 54,000 | 53,000 | 2.51% | ||
| 5 | MSI Financial Services Inc | 43,000 | 40,000 | 1.89% | ||
| 6 | Wellesley Asset Management | 38,381 | 36,097 | 1.71% | PRN | |
| 7 | MANAGED ACCOUNT ADVISORS LLC | 17,000 | 16,000 | 0.76% | PRN | |
| 8 | BANK OF AMERICA CORP /DE/ | 14,000 | 13,000 | 0.62% | PRN | |
| 9 | HighTower Advisors, LLC | 11,000 | 10,000 | 0.47% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
