| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PATTON ALBERTSON MILLER GROUP, LLC | 1,509,012 | 17,837,000 | 34.68% | ||
| 2 | MORGAN STANLEY | 1,120,624 | 13,201,000 | 25.67% | ||
| 3 | CREDIT SUISSE AG/ | 304,826 | 3,591,000 | 6.98% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 256,425 | 3,021,000 | 5.87% | ||
| 5 | WELLS FARGO & COMPANY/MN | 221,113 | 2,604,000 | 5.06% | ||
| 6 | First Allied Asset Management, Inc. | 169,846 | 1,994,000 | 3.88% | ||
| 7 | LPL Financial LLC | 87,441 | 1,030,000 | 2.00% | ||
| 8 | DEUTSCHE BANK AG\ | 82,750 | 974,000 | 1.89% | ||
| 9 | WFG Advisors, LP | 81,857 | 964,000 | 1.87% | ||
| 10 | UBS AG | 65,136 | 767,000 | 1.49% | ||
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 60,709 | 715,000 | 1.39% | ||
| 12 | NEW ENGLAND SECURITIES CORP /MA/ | 49,305 | 581,000 | 1.13% | ||
| 13 | Private Advisor Group, LLC | 46,191 | 544,000 | 1.06% | ||
| 14 | Moors & Cabot, Inc. | 45,300 | 535,000 | 1.04% | ||
| 15 | First Allied Advisory Services, Inc. | 36,653 | 429,000 | 0.83% | ||
| 16 | Pinnacle Summer Investments, Inc. | 35,030 | 422,000 | 0.82% | ||
| 17 | STEPHENS INC /AR/ | 33,500 | 395,000 | 0.77% | ||
| 18 | NATIONAL PLANNING CORP | 33,172 | 391,000 | 0.76% | ||
| 19 | STIFEL FINANCIAL CORP | 20,472 | 241,000 | 0.47% | ||
| 20 | Commonwealth Equity Services, Inc | 18,989 | 224,000 | 0.44% | ||
| 21 | MSI Financial Services Inc | 14,268 | 168,000 | 0.33% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,830 | 151,000 | 0.29% | ||
| 23 | Virtu KCG Holdings LLC | 12,747 | 150,000 | 0.29% | ||
| 24 | PRELUDE CAPITAL MANAGEMENT, LLC | 10,745 | 127,000 | 0.25% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 10,164 | 120,000 | 0.23% | ||
| 26 | NORTHERN TRUST CORP | 10,000 | 118,000 | 0.23% | ||
| 27 | BRAVE ASSET MANAGEMENT INC | 3,867 | 46,000 | 0.09% | ||
| 28 | CANADA LIFE ASSURANCE Co | 1,920 | 24,000 | 0.05% | ||
| 29 | Tradewinds Capital Management, LLC | 1,800 | 21,000 | 0.04% | ||
| 30 | UBS AG | 1,300 | 15,000 | 0.03% | Call | |
| 31 | ROYAL BANK OF CANADA | 1,000 | 12,000 | 0.02% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 832 | 9,801 | 0.02% | ||
| 33 | Creative Planning | 500 | 6,000 | 0.01% | ||
| 34 | BANK OF MONTREAL /CAN/ | 200 | 2,000 | 0.00% | ||
| 35 | CITIGROUP INC | 200 | 2,000 | 0.00% | ||
| 36 | OPTIMUM INVESTMENT ADVISORS | 120 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
