Dark
Light
System
Security
ADVISORSHARES TR
ADVISORSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 39 Institutional holders with a total value of $79,537,266.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,040,975 21,737,000 27.33%
2 UBS Group AG 1,876,242 19,982,000 25.12%
3 WELLS FARGO & COMPANY/MN 1,846,473 19,665,000 24.72%
4 STIFEL FINANCIAL CORP 524,481 5,586,000 7.02%
5 Commonwealth Equity Services, Inc 174,405 1,857,000 2.33%
6 JPMORGAN CHASE & CO 159,470 1,698,000 2.13%
7 AMERICAN INTERNATIONAL GROUP, INC. 134,345 1,431,000 1.80%
8 LPL Financial LLC 99,642 1,084,000 1.36%
9 Moors & Cabot, Inc. 82,600 882,000 1.11%
10 MSI Financial Services Inc 73,471 782,000 0.98%
11 NATIONAL PLANNING CORP 55,036 589,000 0.74%
12 Raymond James Financial Services Advisors, Inc. 48,706 519,000 0.65%
13 HighTower Advisors, LLC 40,544 433,000 0.54%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,945 372,000 0.47%
15 Virtu KCG Holdings LLC 32,705 348,000 0.44%
16 BANK OF AMERICA CORP /DE/ 32,000 341,000 0.43%
17 Advisory Services Network, LLC 25,388 270,000 0.34%
18 WEDBUSH SECURITIES INC 22,000 234,000 0.29%
19 OPTIMUM INVESTMENT ADVISORS 20,750 221,000 0.28%
20 STEPHENS INC /AR/ 14,500 154,000 0.19%
21 Sigma Planning Corp 14,429 154,000 0.19%
22 WOODMONT INVESTMENT COUNSEL LLC 14,500 154,000 0.19%
23 V WEALTH MANAGEMENT,LLC 14,100 153,000 0.19%
24 ROYAL BANK OF CANADA 13,998 149,000 0.19%
25 ENVESTNET ASSET MANAGEMENT INC 12,428 132,000 0.17%
26 RAYMOND JAMES & ASSOCIATES 12,250 130,000 0.16%
27 IFP ADVISORS, INC 11,185 119,000 0.15%
28 VSR Financial Services, Inc. 10,393 111,000 0.14%
29 BANK OF MONTREAL /CAN/ 9,040 96,000 0.12%
30 SIMPLEX TRADING, LLC 6,347 67,000 0.08%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,626 38,000 0.05%
32 Tradewinds Capital Management, LLC 1,200 13,000 0.02%
33 Financial Architects, Inc 1,000 11,000 0.01%
34 Sunbelt Securities, Inc. 870 9,266 0.01%
35 WFG Advisors, LP 533 6,000 0.01%
36 Creative Planning 385 4,000 0.01%
37 Orion Porfolio Solutions, LLC 358 4,000 0.01%
38 CITIGROUP INC 200 2,000 0.00%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.