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ADVISORSHARES TR
ADVISORSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 47 Institutional holders with a total value of $75,274,223.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,957,898 20,764,000 27.58%
2 UBS Group AG 1,507,325 15,985,000 21.24%
3 WELLS FARGO & COMPANY/MN 1,210,985 12,843,000 17.06%
4 HighTower Advisors, LLC 654,854 6,950,000 9.23%
5 JANE STREET GROUP, LLC 236,668 2,510,000 3.33%
6 ADVISOR GROUP, INC. 205,347 2,176,000 2.89%
7 Commonwealth Equity Services, Inc 189,893 2,014,000 2.68%
8 STIFEL FINANCIAL CORP 102,635 1,088,000 1.45%
9 NATIONAL PLANNING CORP 94,063 928,000 1.23%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 85,020 902,000 1.20%
11 MSI Financial Services Inc 80,600 855,000 1.14%
12 RAYMOND JAMES & ASSOCIATES 72,781 772,000 1.03%
13 Virtu KCG Holdings LLC 71,036 753,000 1.00%
14 GRIMES & Co WEALTH MANAGEMENT, LLC 51,233 543,000 0.72%
15 LPL Financial LLC 48,583 521,000 0.69%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 46,719 496,000 0.66%
17 NEXT Financial Group, Inc 44,500 471,000 0.63%
18 ROYAL BANK OF CANADA 42,600 451,000 0.60%
19 JPMORGAN CHASE & CO 38,304 406,000 0.54%
20 WEDBUSH SECURITIES INC 38,228 405,000 0.54%
21 BANK OF AMERICA CORP /DE/ 32,000 339,000 0.45%
22 WOLVERINE TRADING LP /BD 294 316,344 0.42% Call
23 Advisory Services Network, LLC 29,221 310,000 0.41%
24 V WEALTH MANAGEMENT,LLC 27,980 297,000 0.39%
25 Moors & Cabot, Inc. 23,300 249,000 0.33%
26 STEPHENS INC /AR/ 18,000 191,000 0.25%
27 Sigma Planning Corp 17,419 185,000 0.25%
28 VSR Financial Services, Inc. 15,871 168,000 0.22%
29 Gerstein Fisher 14,524 154,000 0.20%
30 WOODMONT INVESTMENT COUNSEL LLC 12,500 132,000 0.18%
31 BANK OF MONTREAL /CAN/ 12,200 129,000 0.17%
32 CITADEL ADVISORS LLC 11,645 124,000 0.16%
33 Cambridge Investment Research Advisors, Inc. 11,305 120,000 0.16%
34 M&T BANK CORP 10,814 115,000 0.15%
35 WOLVERINE TRADING LP /BD 106 114,056 0.15% Put
36 IFP ADVISORS, INC 10,375 110,000 0.15%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,300 109,000 0.14% Call
38 WOLVERINE TRADING LP /BD 9,649 103,823 0.14%
39 Livingston Group Asset Management CO (operating as Southport Capital Management) 9,600 102,000 0.14%
40 ENVESTNET ASSET MANAGEMENT INC 3,150 33,000 0.04%
41 Orion Porfolio Solutions, LLC 1,592 17,000 0.02%
42 Tradewinds Capital Management, LLC 1,200 13,000 0.02%
43 WFG Advisors, LP 533 6,000 0.01%
44 Creative Planning 385 4,000 0.01%
45 Parallax Volatility Advisers, L.P. 1 0 0.00%
46 Tower Research Capital LLC (TRC) 18 0 0.00%
47 CUTLER GROUP LLC / CA 900 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.