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ADVISORSHARES TR
ADVISORSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 33 Institutional holders with a total value of $50,926,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,698,276 19,411,000 38.12%
2 MORGAN STANLEY 1,226,907 14,023,000 27.54%
3 RAIFF PARTNERS INC 340,000 3,886,000 7.63%
4 WELLS FARGO & COMPANY/MN 311,803 3,564,000 7.00%
5 RAYMOND JAMES & ASSOCIATES 172,017 1,966,000 3.86%
6 WFG Advisors, LP 76,786 878,000 1.72%
7 WOODMONT INVESTMENT COUNSEL LLC 62,775 718,000 1.41%
8 MSI Financial Services Inc 62,410 713,000 1.40%
9 JPMORGAN CHASE & CO 55,335 631,000 1.24%
10 STIFEL FINANCIAL CORP 55,000 629,000 1.24%
11 LPL Financial LLC 53,784 589,000 1.16%
12 Janney Montgomery Scott LLC 42,900 490,000 0.96%
13 BANK OF AMERICA CORP /DE/ 40,000 457,000 0.90%
14 Moors & Cabot, Inc. 37,300 426,000 0.84%
15 NEXT Financial Group, Inc 36,900 421,000 0.83%
16 AMERICAN INTERNATIONAL GROUP, INC. 34,806 398,000 0.78%
17 HighTower Advisors, LLC 29,944 341,000 0.67%
18 Cetera Advisors LLC 22,520 258,000 0.51%
19 Advisory Services Network, LLC 18,488 211,000 0.41%
20 VSR Financial Services, Inc. 14,895 170,000 0.33%
21 JANE STREET GROUP, LLC 13,770 157,000 0.31%
22 STEPHENS INC /AR/ 12,500 143,000 0.28%
23 Commonwealth Equity Services, Inc 11,052 126,000 0.25%
24 BANK OF MONTREAL /CAN/ 10,200 117,000 0.23%
25 ENVESTNET ASSET MANAGEMENT INC 6,856 78,000 0.15%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,878 44,000 0.09%
27 SIMPLEX TRADING, LLC 2,600 29,000 0.06%
28 Tradewinds Capital Management, LLC 2,000 23,000 0.05%
29 Pinnacle Summer Investments, Inc. 1,364 16,000 0.03%
30 Orion Porfolio Solutions, LLC 583 7,000 0.01%
31 Transamerica Financial Advisors, LLC 341 4,000 0.01%
32 CITIGROUP INC 200 2,000 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.