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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 8 Institutional holders with a total value of $58,722,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 841,683 47,404,000 80.73%
2 3D ASSET MANAGEMENT, INC 189,481 10,672,000 18.17%
3 Atria Investments, Inc 4,381 247,000 0.42%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,335 244,000 0.42%
5 DEUTSCHE BANK AG\ 2,300 129,000 0.22%
6 MORGAN STANLEY 469 26,000 0.04%
7 ROYAL BANK OF CANADA 6 0 0.00%
8 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.