Dark
Light
System
Security
FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 21 Institutional holders with a total value of $189,198,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 2,436,443 147,194,000 77.80%
2 3D ASSET MANAGEMENT, INC 300,107 18,130,000 9.58%
3 ENVESTNET ASSET MANAGEMENT INC 134,862 8,147,000 4.31%
4 JANE STREET GROUP, LLC 86,270 5,212,000 2.75%
5 MORGAN STANLEY 46,457 2,807,000 1.48%
6 Atria Investments, Inc 26,614 1,608,000 0.85%
7 OLD MISSION CAPITAL LLC 24,866 1,502,000 0.79%
8 PARK NATIONAL CORP /OH/ 20,388 1,232,000 0.65%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,445 812,000 0.43%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,963 783,000 0.41%
11 ROYAL BANK OF CANADA 9,907 599,000 0.32%
12 Commonwealth Equity Services, Inc 9,408 568,000 0.30%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,400 326,000 0.17%
14 BANK OF AMERICA CORP /DE/ 3,838 232,000 0.12%
15 ADVISOR GROUP, INC. 256 15,000 0.01%
16 Orion Porfolio Solutions, LLC 175 11,000 0.01%
17 SEI INVESTMENTS CO 157 9,000 0.00%
18 Creative Planning 100 6,000 0.00%
19 BlackRock Finance, Inc. 57 3,000 0.00%
20 PNC FINANCIAL SERVICES GROUP, INC. 40 2,000 0.00%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.