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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 21 Institutional holders with a total value of $174,812,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 2,277,195 134,537,000 76.96%
2 3D ASSET MANAGEMENT, INC 286,080 16,902,000 9.67%
3 ENVESTNET ASSET MANAGEMENT INC 127,279 7,520,000 4.30%
4 JANE STREET GROUP, LLC 85,507 5,052,000 2.89%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 56,576 3,336,000 1.91%
6 MORGAN STANLEY 37,391 2,209,000 1.26%
7 PARK NATIONAL CORP /OH/ 20,643 1,220,000 0.70%
8 Atria Investments, Inc 14,253 842,000 0.48%
9 LPL Financial LLC 14,430 841,000 0.48%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,416 615,000 0.35%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,367 613,000 0.35%
12 BANK OF AMERICA CORP /DE/ 7,100 419,000 0.24%
13 Commonwealth Equity Services, Inc 4,854 287,000 0.16%
14 Cambridge Investment Research Advisors, Inc. 4,194 248,000 0.14%
15 ROYAL BANK OF CANADA 2,555 151,000 0.09%
16 MSI Financial Services Inc 160 9,000 0.01%
17 AMERICAN INTERNATIONAL GROUP, INC. 75 4,000 0.00%
18 BlackRock Finance, Inc. 56 3,000 0.00%
19 Creative Planning 29 2,000 0.00%
20 PNC FINANCIAL SERVICES GROUP, INC. 40 2,000 0.00%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.