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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 18 Institutional holders with a total value of $176,580,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 2,537,210 143,023,000 81.00%
2 3D ASSET MANAGEMENT, INC 302,557 17,055,000 9.66%
3 ENVESTNET ASSET MANAGEMENT INC 131,957 7,439,000 4.21%
4 JANE STREET GROUP, LLC 44,888 2,530,000 1.43%
5 Atria Investments, Inc 27,542 1,553,000 0.88%
6 PARK NATIONAL CORP /OH/ 21,963 1,238,000 0.70%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,688 772,000 0.44%
8 MORGAN STANLEY 11,789 665,000 0.38%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,364 641,000 0.36%
10 ROYAL BANK OF CANADA 10,087 568,000 0.32%
11 Commonwealth Equity Services, Inc 7,512 423,000 0.24%
12 BANK OF AMERICA CORP /DE/ 6,505 367,000 0.21%
13 CITADEL ADVISORS LLC 4,919 277,000 0.16%
14 ADVISOR GROUP, INC. 256 14,000 0.01%
15 Orion Porfolio Solutions, LLC 175 10,000 0.01%
16 BlackRock Finance, Inc. 57 3,000 0.00%
17 PNC FINANCIAL SERVICES GROUP, INC. 41 2,000 0.00%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.