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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 9 Institutional holders with a total value of $76,508,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 1,031,620 60,164,000 78.64%
2 3D ASSET MANAGEMENT, INC 187,712 10,947,000 14.31%
3 JANE STREET GROUP, LLC 43,299 2,525,000 3.30%
4 MORGAN STANLEY 30,698 1,790,000 2.34%
5 WELLS FARGO & COMPANY/MN 6,000 350,000 0.46%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,457 318,000 0.42%
7 Atria Investments, Inc 4,520 264,000 0.35%
8 ROYAL BANK OF CANADA 2,574 150,000 0.20%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.