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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 15 Institutional holders with a total value of $103,522,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 1,424,646 76,917,000 74.30%
2 3D ASSET MANAGEMENT, INC 198,184 10,700,000 10.34%
3 Atria Investments, Inc 341 6,323,000 6.11%
4 ENVESTNET ASSET MANAGEMENT INC 74,677 4,032,000 3.89%
5 MORGAN STANLEY 42,091 2,273,000 2.20%
6 Institute for Wealth Management, LLC. 28,039 1,514,000 1.46%
7 LPL Financial LLC 10,485 587,000 0.57%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,888 372,000 0.36%
9 Cambridge Investment Research Advisors, Inc. 4,989 269,000 0.26%
10 GOLDMAN SACHS GROUP INC 4,100 221,000 0.21%
11 BANK OF AMERICA CORP /DE/ 3,400 184,000 0.18%
12 WELLS FARGO & COMPANY/MN 2,000 108,000 0.10%
13 ROYAL BANK OF CANADA 335 18,000 0.02%
14 Regal Investment Advisors LLC 85 4,000 0.00%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.