| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NORTHERN TRUST CORP | 1,424,646 | 76,917,000 | 74.30% | ||
| 2 | 3D ASSET MANAGEMENT, INC | 198,184 | 10,700,000 | 10.34% | ||
| 3 | Atria Investments, Inc | 341 | 6,323,000 | 6.11% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 74,677 | 4,032,000 | 3.89% | ||
| 5 | MORGAN STANLEY | 42,091 | 2,273,000 | 2.20% | ||
| 6 | Institute for Wealth Management, LLC. | 28,039 | 1,514,000 | 1.46% | ||
| 7 | LPL Financial LLC | 10,485 | 587,000 | 0.57% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,888 | 372,000 | 0.36% | ||
| 9 | Cambridge Investment Research Advisors, Inc. | 4,989 | 269,000 | 0.26% | ||
| 10 | GOLDMAN SACHS GROUP INC | 4,100 | 221,000 | 0.21% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 3,400 | 184,000 | 0.18% | ||
| 12 | WELLS FARGO & COMPANY/MN | 2,000 | 108,000 | 0.10% | ||
| 13 | ROYAL BANK OF CANADA | 335 | 18,000 | 0.02% | ||
| 14 | Regal Investment Advisors LLC | 85 | 4,000 | 0.00% | ||
| 15 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.