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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 24 Institutional holders with a total value of $192,173,923.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 PNC FINANCIAL SERVICES GROUP, INC. 31 2,000 0.00%
3 BlackRock Finance, Inc. 36 2,000 0.00%
4 Creative Planning 200 12,000 0.01%
5 BANK OF MONTREAL /CAN/ 250 15,000 0.01%
6 ADVISOR GROUP, INC. 374 22,000 0.01%
7 Orion Porfolio Solutions, LLC 594 36,000 0.02%
8 ANCHOR INVESTMENT MANAGEMENT, LLC 1,100 65,923 0.03%
9 AMERIPRISE FINANCIAL INC 3,711 222,000 0.12%
10 BANK OF AMERICA CORP /DE/ 5,038 302,000 0.16%
11 MORGAN STANLEY 5,705 342,000 0.18%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,459 447,000 0.23%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 9,880 592,000 0.31%
14 ROYAL BANK OF CANADA 10,742 643,000 0.33%
15 UBS Group AG 11,455 687,000 0.36%
16 Commonwealth Equity Services, Inc 14,565 873,000 0.45%
17 Atria Investments, Inc 18,728 1,122,000 0.58%
18 PARK NATIONAL CORP /OH/ 25,036 1,500,000 0.78%
19 Chicago Partners Investment Group LLC 28,700 1,618,000 0.84%
20 NICOLET BANKSHARES INC 35,011 2,098,000 1.09%
21 JANE STREET GROUP, LLC 54,391 3,260,000 1.70%
22 ENVESTNET ASSET MANAGEMENT INC 89,891 5,389,000 2.80%
23 3D ASSET MANAGEMENT, INC 231,752 13,889,000 7.23%
24 NORTHERN TRUST CORP 2,653,680 159,035,000 82.76%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.