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CAROLINA FINANCIAL
CAROLINA FINANCIAL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 12 Institutional holders with a total value of $2,334,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ALLIANCEBERNSTEIN L.P. 28,428 435,000 18.64%
2 PARK NATIONAL CORP /OH/ 27,384 419,000 17.95%
3 CCM INVESTMENT ADVISERS LLC 26,400 403,000 17.27%
4 Commonwealth Equity Services, Inc 20,348 311,000 13.32%
5 GEODE CAPITAL MANAGEMENT, LLC 19,927 301,000 12.90%
6 Livingston Group Asset Management CO (operating as Southport Capital Management) 16,000 230,000 9.85%
7 GOLDMAN SACHS GROUP INC 12,188 186,000 7.97%
8 BlackRock Investment Management, LLC 1,361 21,000 0.90%
9 BANK OF AMERICA CORP /DE/ 1,200 18,000 0.77%
10 FEDERATED HERMES, INC. 367 6,000 0.26%
11 UBS Group AG 223 3,000 0.13%
12 ACADIAN ASSET MANAGEMENT LLC 38 1,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.