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CAROLINA FINANCIAL
CAROLINA FINANCIAL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 58 Institutional holders with a total value of $76,656,941.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EJF Capital LP 372,696 8,326,000 10.86%
2 VANGUARD GROUP INC 369,493 8,254,000 10.77%
3 WELLINGTON MANAGEMENT GROUP LLP 300,200 6,706,000 8.75%
4 BlackRock Fund Advisors 297,784 6,652,000 8.68%
5 ALLIANCEBERNSTEIN L.P. 183,282 4,095,000 5.34%
6 Stieven Capital Advisors, L.P. 181,400 4,052,000 5.29%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 159,729 3,569,000 4.66%
8 BANC FUNDS CO LLC 150,000 3,351,000 4.37%
9 NORTHPOINTE CAPITAL LLC 145,734 3,256,000 4.25%
10 Curi Capital, LLC 135,865 3,035,000 3.96%
11 STATE STREET CORP 121,713 2,719,000 3.55%
12 MENDON CAPITAL ADVISORS CORP 102,995 2,301,000 3.00%
13 NORTHERN TRUST CORP 95,776 2,139,000 2.79%
14 GEODE CAPITAL MANAGEMENT, LLC 86,348 1,929,000 2.52%
15 BlackRock Institutional Trust Company, N.A. 81,538 1,822,000 2.38%
16 JACOBS ASSET MANAGEMENT, LLC 80,000 1,787,000 2.33%
17 BlackRock Investment Management, LLC 44,380 991,000 1.29%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 31,011 693,000 0.90%
19 NICHOLAS HOFFMAN & COMPANY, LLC. 30,038 671,000 0.88%
20 MARTINGALE ASSET MANAGEMENT L P 29,367 657,000 0.86%
21 Spark Investment Management LLC 28,200 629,000 0.82%
22 Raymond James Financial Services Advisors, Inc. 28,105 628,000 0.82%
23 Eidelman Virant Capital 26,550 593,000 0.77%
24 CCM INVESTMENT ADVISERS LLC 26,400 589,000 0.77%
25 BROWN ADVISORY INC 25,000 558,000 0.73%
26 ANALYTIC INVESTORS, LLC 24,838 555,000 0.72%
27 Bank of New York Mellon Corp 22,924 512,000 0.67%
28 DIMENSIONAL FUND ADVISORS LP 22,431 501,000 0.65%
29 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,668 484,000 0.63%
30 SouthState Bank Corp 19,200 429,000 0.56%
31 FIRST TRUST ADVISORS LP 17,389 388,000 0.51%
32 Commonwealth Equity Services, Inc 16,403 366,000 0.48%
33 TEACHERS ADVISORS, LLC 16,368 366,000 0.48%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 16,100 360,000 0.47%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,600 349,000 0.46%
36 ELCO MANAGEMENT CO., LLC 13,949 312,000 0.41%
37 PARK NATIONAL CORP /OH/ 12,000 268,000 0.35%
38 RHUMBLINE ADVISERS 11,500 257,000 0.34%
39 BESSEMER GROUP INC 10,700 239,000 0.31%
40 NEW YORK STATE COMMON RETIREMENT FUND 10,500 235,000 0.31%
41 METROPOLITAN LIFE INSURANCE CO/NY 8,216 184,000 0.24%
42 Nationwide Fund Advisors 6,437 144,000 0.19%
43 AMERICAN INTERNATIONAL GROUP, INC. 5,903 131,873 0.17%
44 WELLS FARGO & COMPANY/MN 4,256 95,000 0.12%
45 BLACKROCK ADVISORS LLC 3,506 78,000 0.10%
46 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 3,369 75,000 0.10%
47 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,566 57,000 0.07%
48 BARCLAYS PLC 2,429 54,000 0.07%
49 MORGAN STANLEY 2,173 49,000 0.06%
50 DEUTSCHE BANK AG\ 1,776 39,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.