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CAROLINA FINANCIAL
CAROLINA FINANCIAL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 55 Institutional holders with a total value of $60,361,796.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EJF Capital LP 372,696 6,962,000 11.53%
2 VANGUARD GROUP INC 360,115 6,727,000 11.14%
3 BlackRock Fund Advisors 274,166 5,121,000 8.48%
4 ALLIANCEBERNSTEIN L.P. 209,053 3,905,000 6.47%
5 NORTHPOINTE CAPITAL LLC 182,831 3,415,000 5.66%
6 Stieven Capital Advisors, L.P. 178,000 3,325,000 5.51%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 159,812 2,986,000 4.95%
8 BANC FUNDS CO LLC 150,000 2,802,000 4.64%
9 JACOBS ASSET MANAGEMENT, LLC 150,000 2,802,000 4.64%
10 Curi Capital, LLC 135,865 2,538,000 4.20%
11 STATE STREET CORP 101,620 1,898,000 3.14%
12 MENDON CAPITAL ADVISORS CORP 101,239 1,892,000 3.13%
13 MALTESE CAPITAL MANAGEMENT LLC 100,000 1,868,000 3.09%
14 KENNEDY CAPITAL MANAGEMENT LLC 89,904 1,679,000 2.78%
15 BlackRock Institutional Trust Company, N.A. 77,965 1,456,000 2.41%
16 GEODE CAPITAL MANAGEMENT, LLC 71,217 1,330,000 2.20%
17 BlackRock Investment Management, LLC 41,683 779,000 1.29%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 31,181 582,000 0.96%
19 Raymond James Financial Services Advisors, Inc. 28,425 531,000 0.88%
20 Spark Investment Management LLC 28,200 526,000 0.87%
21 NORTHERN TRUST CORP 26,993 504,000 0.83%
22 Eidelman Virant Capital 26,750 500,000 0.83%
23 CCM INVESTMENT ADVISERS LLC 26,400 493,000 0.82%
24 BROWN ADVISORY INC 25,000 467,000 0.77%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,468 401,000 0.66%
26 Commonwealth Equity Services, Inc 20,390 381,000 0.63%
27 Paloma Partners Management Co 19,522 365,000 0.60%
28 Bank of New York Mellon Corp 19,398 362,000 0.60%
29 Livingston Group Asset Management CO (operating as Southport Capital Management) 19,200 359,000 0.59%
30 TEACHERS ADVISORS, LLC 16,368 306,000 0.51%
31 WELLINGTON MANAGEMENT GROUP LLP 16,154 301,000 0.50%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 16,100 301,000 0.50%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,600 292,000 0.48%
34 PARK NATIONAL CORP /OH/ 15,084 282,000 0.47%
35 NICHOLAS HOFFMAN & COMPANY, LLC. 13,910 260,000 0.43%
36 MARTINGALE ASSET MANAGEMENT L P 12,207 229,000 0.38%
37 FIRST TRUST ADVISORS LP 11,885 222,000 0.37%
38 NEW YORK STATE COMMON RETIREMENT FUND 10,500 196,000 0.32%
39 EMERALD ACQUISITION LTD. 9,684 181,000 0.30%
40 Nationwide Fund Advisors 9,195 172,000 0.28%
41 AMERICAN INTERNATIONAL GROUP, INC. 5,894 110,100 0.18%
42 ACROSPIRE INVESTMENT MANAGEMENT LLC 4,719 88,000 0.15%
43 UBS Group AG 4,621 86,000 0.14%
44 WELLS FARGO & COMPANY/MN 3,500 65,000 0.11%
45 STRS OHIO 3,400 63,000 0.10%
46 BLACKROCK ADVISORS LLC 2,896 54,000 0.09%
47 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 2,222 42,000 0.07%
48 Legal & General Group Plc 1,620 30,000 0.05%
49 DEUTSCHE BANK AG\ 1,692 30,000 0.05%
50 BANK OF AMERICA CORP /DE/ 1,393 26,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.