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CAROLINA FINANCIAL
CAROLINA FINANCIAL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 49 Institutional holders with a total value of $50,386,200.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EJF Capital LP 325,000 6,032,000 11.97%
2 VANGUARD GROUP INC 315,562 5,857,000 11.62%
3 ALLIANCEBERNSTEIN L.P. 213,151 3,956,000 7.85%
4 Stieven Capital Advisors, L.P. 179,400 3,330,000 6.61%
5 MALTESE CAPITAL MANAGEMENT LLC 155,700 2,890,000 5.74%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 151,117 2,806,000 5.57%
7 BANC FUNDS CO LLC 150,000 2,784,000 5.53%
8 JACOBS ASSET MANAGEMENT, LLC 150,000 2,784,000 5.53%
9 NORTHPOINTE CAPITAL LLC 144,853 2,688,000 5.33%
10 Curi Capital, LLC 117,265 2,176,000 4.32%
11 MENDON CAPITAL ADVISORS CORP 101,239 1,879,000 3.73%
12 KENNEDY CAPITAL MANAGEMENT LLC 90,109 1,672,000 3.32%
13 GEODE CAPITAL MANAGEMENT, LLC 46,251 858,000 1.70%
14 CREDIT SUISSE AG/ 42,428 787,000 1.56%
15 Spark Investment Management LLC 40,100 744,000 1.48%
16 MORGAN STANLEY 35,023 649,000 1.29%
17 Raymond James Financial Services Advisors, Inc. 34,585 642,000 1.27%
18 GUGGENHEIM CAPITAL LLC 33,270 617,000 1.22%
19 UBS Group AG 28,754 534,000 1.06%
20 Eidelman Virant Capital 26,750 492,200 0.98%
21 ENDEAVOUR CAPITAL ADVISORS INC 26,421 490,000 0.97%
22 CCM INVESTMENT ADVISERS LLC 26,400 489,000 0.97%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,151 485,000 0.96%
24 BROWN ADVISORY INC 25,000 464,000 0.92%
25 BlackRock Fund Advisors 21,270 395,000 0.78%
26 PARK NATIONAL CORP /OH/ 20,784 386,000 0.77%
27 GOLDMAN SACHS GROUP INC 20,663 384,000 0.76%
28 Commonwealth Equity Services, Inc 20,377 378,000 0.75%
29 Livingston Group Asset Management CO (operating as Southport Capital Management) 19,200 356,000 0.71%
30 TFS CAPITAL LLC 16,292 302,000 0.60%
31 WELLINGTON MANAGEMENT GROUP LLP 16,154 301,000 0.60%
32 Paloma Partners Management Co 15,643 290,000 0.58%
33 Segantii Capital Management Ltd 14,000 260,000 0.52%
34 BlueCrest Capital Management Ltd 10,780 200,000 0.40%
35 NOMURA HOLDINGS INC 10,214 188,000 0.37%
36 RENAISSANCE TECHNOLOGIES LLC 10,100 187,000 0.37%
37 RUSSELL FRANK CO/ 9,284 172,000 0.34%
38 DEUTSCHE BANK AG\ 7,566 139,000 0.28%
39 JPMORGAN CHASE & CO 6,295 117,000 0.23%
40 WELLS FARGO & COMPANY/MN 4,238 79,000 0.16%
41 Nationwide Fund Advisors 2,758 51,000 0.10%
42 BlackRock Investment Management, LLC 1,540 29,000 0.06%
43 BANK OF AMERICA CORP /DE/ 1,200 22,000 0.04%
44 BARCLAYS PLC 1,000 18,000 0.04%
45 ACROSPIRE INVESTMENT MANAGEMENT LLC 412 8,000 0.02%
46 Walleye Trading LLC 400 7,000 0.01%
47 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 312 6,000 0.01%
48 FEDERATED HERMES, INC. 269 5,000 0.01%
49 CITIGROUP INC 29 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.