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EXCHANGE LISTED FDS TR
EXCHANGE LISTED FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 8 Institutional holders with a total value of $5,030,395.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mirae Asset Global Investments Co., Ltd. 53,700 2,480,000 49.30%
2 LPL Financial LLC 24,195 1,117,000 22.21%
3 UBS AG 14,499 670,000 13.32%
4 Virtu KCG Holdings LLC 12,165 562,000 11.17%
5 ROYAL BANK OF CANADA 3,325 154,000 3.06%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 465 21,000 0.42%
7 Winslow, Evans & Crocker, Inc. 420 19,395 0.39%
8 BANK OF MONTREAL /CAN/ 145 7,000 0.14%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.